As a reminder, T+1 accelerated settlement cycle is expected to be implemented in 2024
Process Change: Voluntary Share Class Exchange
In order to improve efficiency and provide you an overall better experience, effective November 1, there will be changes to the Pershing Trade Desk > Mutual Funds > Voluntary Share Class Conversion Service Center path within NetX360.
Work Corner Enhancements
Review this communication for information on additional request types that recently migrated to the new Workflow Pop-up.
Trading Services: Best Execution
The most recent Execution Quality Scorecard and Fixed Income Exception Statistics are available.
DocuSign has implemented enhanced authentication requirements that will impact NetX360 users when leveraging the integration between NetX360 and DocuSign, beginning November 21. In addition, there is a planned outage for SIGNiX the weekend of October 7.
New Document Upload Experience
As a reminder, if you currently have the Document Center entitlement, you will automatically have access to Document Capture on October 3.
Morningstar Advisor Workstation: SEC Marketing Rule
In response to the Securities and Exchange Commission Investment Adviser Marketing Rule (Rule 206(4)-1), which becomes effective November 4, Morningstar will be offering enhancements to its Advisor Workstation platform. This platform is available in NetX360 for entitled users.
August Execution Quality Scorecard
August Fixed Income Exception Statistics
Mutual Fund Allocation Tool: New Source Code
Please be advised that two new source codes have been added to our Mutual Fund Allocation Tool.
Mutual Fund Surcharge and Fund Family Update
Several securities were added to the mutual fund surcharge list during August.
NetXInvestor Retrieve Forgotten User ID
Our new Forgot User ID feature, which will allow investors to retrieve their User ID online with minimal information and One-Time Passcode (OTP) authentication, will now be available on October 20. Review this updated communication on the streamlined process.