As part of the industry Order Audit Trail System (OATS) retirement initiative, we have discontinued OATS reporting, therefore, the OATS standard files are no longer providing detailed records.

We have procedures in place that are reasonably designed to obtain best execution for non-directed orders that are placed with us. This Bulletin should be consulted for the latest information on our best execution policy.

Client Training Services enhances the user experience in NetX360 by offering blended learning through a combination of video content and insightful instructor-led courses.

Starting with October month-end statements, firms that are using the Relationship Profile Manager (RPM) will display additional advisor information, such as new phone contact information types, advisor email address and team information (if applicable) in the Client Service Information section of their statements.

As per our previous communication, we are pleased to announce that the redesign of Asset Movement Fed Fund Withdrawals will become effective September 20, 2021.

H&R Block Tax Software and TurboTax tax preparation software offer electronic download of tax information. This service is available via NetXInvestor and your firm may offer this feature to your clients.

Updated LoanAdvance forms, marketing materials, and an operations guide are available within NetX360.

The date that the "New Experience" selector will be removed has been changed. We will communicate the new date when it is available.

The Internal Revenue Code section 1446(f)-Withholding on the Transfer of a Publicly Traded Partnership (PTP) Interest is now scheduled to go into effect on January 1, 2023. Review how this impacts non-U.S. account holders.