Reminder: Standard Files Overview

While leveraging data is critical, it’s the right data that matters. Watch our latest video to learn how you can access all the reports and data that Pershing makes available. Choose from more than 130 different standard files, which can be sent directly to your financial professionals for their reporting needs as well as to third parties that handle reporting and data aggregation on your behalf.

Postponed: Order Routing Work Flow Expiration Changes

The change for order routing expiration as a result of implementation of phase 2c of the U.S. Securities and Exchange Commission (SEC) Consolidated Audit Trail requirement, scheduled on September 20, was postponed. We will notify you when this is rescheduled.

NetXInvestor New Welcome Page and Login Experience

As a reminder, enhancements to the NetXInvestor platform and mobile application user experience are coming soon.

Forms, eSignature and Reporting Enhancements

Learn about upcoming enhancements to Forms, eSignature and Reporting in NetX360.

Redesigned Fixed Income Center

We are pleased to announce that the NetX360 Fixed Income Center has been redesigned to improve the user experience and increase your firm's productivity.

Save the Date: Contingency Test is October 14

We encourage your firm to participate in our 2021 contingency test for equity, option and mutual fund orders, and asset movement requests on October 14 at 4 p.m. (ET). A communication with a registration link for the test will be sent to pre-determined associates at your firm. Please contact your Account Manager if you have questions identifying these associates.

Mutual Fund Offshore Confirm Update

Effective October 22, 2021, purchase confirms involving front-end load offshore funds that are processed with a sales load will no longer disclose the sales load percentage.