Reminder: Standard Files Overview

While leveraging data is critical, it’s the right data that matters. Watch our latest video to learn how you can access all the reports and data that Pershing makes available. Choose from more than 130 different standard files, which can be sent directly to your financial professionals for their reporting needs as well as to third parties that handle reporting and data aggregation on your behalf.

Digital Authorization for Fed Fund Transactions Coming Soon

Fed fund periodic and standing instructions transactions will soon be available for authorization using the Digital Authorizations feature in the NetXInvestor platform and mobile application.

Independence Day Operations Schedule

Unless otherwise specified, operations and services for U.S. markets at our firm and within the financial industry will be closed on July 5 in observance of Independence Day.

Update to Non-permitted Cannabis Securities List

The Non-permitted Cannabis Securities List has been updated in the NetX360 Learning Center.

Retirement Tax IRA Contribution

The IRS requires that we mail 2020 Forms 5498 by June 30, 2021. To meet this deadline, we will be including activity through June 11, 2021, in our 5498 Forms. Adjustments can still be made after this date.

New Rule Within The Rules Engine™

Effective July 29, 2021, optional Rule 620 will be made available in The Rules Engine. Rule 620 will replace Rule 920 and has added functionality. When assigned, the new rule will stop an order that has violated either an approval level rule or a system error.

Updated Incoming Cash Settlement Instructions

We have updated our incoming cash settlement instructions for sending U.S. dollar and foreign currency funds to BNY Mellon's Pershing, which includes updated correspondent information for Canadian Dollars (CAD) and Czech Koruna (CZK).